-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SxpwSqFTaDN1zvVj9dNA9IA6YnE9gAjzVfuJINWaZ2U11JBdtnLl8o/7zO6AmX+N M19DNZYiI6KGxOfajQ/lyA== 0000912057-02-038473.txt : 20021011 0000912057-02-038473.hdr.sgml : 20021011 20021011163059 ACCESSION NUMBER: 0000912057-02-038473 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021011 GROUP MEMBERS: CITADEL CREDIT TRADING LTD. GROUP MEMBERS: CITADEL DISTRESSED AND CREDIT OPPORTUNITY FUND LTD. GROUP MEMBERS: CITADEL EQUITY FUND LTD. GROUP MEMBERS: CITADEL INVESTMENT GROUP, L.L.C. GROUP MEMBERS: GLB PARTNERS, L.P. GROUP MEMBERS: KENNETH GRIFFIN GROUP MEMBERS: KENSINGTON GLOBAL STRATEGIES FUND, LTD. GROUP MEMBERS: WELLINGTON PARTNERS LIMITED PARTENRSHIP FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL L P CENTRAL INDEX KEY: 0001027745 IRS NUMBER: 364111741 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 225 WEST WASHINGTON 9TH FLOOR STREET 2: 312-696-2121 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126962100 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KOMAG INC /DE/ CENTRAL INDEX KEY: 0000813347 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 942914864 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39184 FILM NUMBER: 02787705 BUSINESS ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4085762000 MAIL ADDRESS: STREET 1: 1710 AUTOMATION PWY CITY: SAN JOSE STATE: CA ZIP: 95131 SC 13G 1 a2091144zsc13g.htm SC 13G

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
(Rule 13d-102)

Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
(Amendment No.     )*

Komag, Incorporated
(Name of Issuer)

Common Stock

(Title of Class of Securities)

500453 20 4

(CUSIP Number)

October 4, 2002

Date of Event Which Requires Filing of the Statement

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o
Rule 13d-1(b)
ý
Rule 13d-1(c)
o
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Page 1 of 16



CUSIP No. 500453 20 4 13G Page 2 of 16 Pages



1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

Citadel Limited Partnership

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

 

 

 

(a)

 

ý
                (b)   o

3   SEC USE ONLY

 

 

 

 

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

Illinois limited partnership
U.S.A.

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5   SOLE VOTING POWER
            0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

2,113,442 shares of Common Stock
Warrants to purchase 11,796 shares of Common Stock
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

See Row 6 above.

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

See Row 6 above.

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

o

 

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

Approximately 9.3% as of the date of this filing. (Based on 22,826,283 shares of Common Stock issued and outstanding as of September 30, 2002, plus the shares of Common Stock issuable upon the exercise of the Warrants referred to in Row 6 above.)

12   TYPE OF REPORTING PERSON*

 

 

PN; HC

Page 2 of 16



CUSIP No. 500453 20 4 13G Page 3 of 16 Pages



1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

GLB Partners, L.P.

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

 

 

 

(a)

 

ý
                (b)   o

3   SEC USE ONLY

 

 

 

 

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

Delaware limited partnership
U.S.A.

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5   SOLE VOTING POWER
            0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

2,113,442 shares of Common Stock
Warrants to purchase 11,796 shares of Common Stock
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

See Row 6 above.

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

See Row 6 above.

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

o

 

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

Approximately 9.3% as of the date of this filing. (Based on 22,826,283 shares of Common Stock issued and outstanding as of September 30, 2002, plus the shares of Common Stock issuable upon the exercise of the Warrants referred to in Row 6 above.)

12   TYPE OF REPORTING PERSON*

 

 

PN; HC

Page 3 of 16



CUSIP No. 500453 20 4 13G Page 4 of 16 Pages



1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

Citadel Investment Group, L.L.C.

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

 

 

 

(a)

 

ý
                (b)   o

3   SEC USE ONLY

 

 

 

 

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

Delaware limited liability company
U.S.A.

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5   SOLE VOTING POWER
            0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

2,113,442 shares of Common Stock
Warrants to purchase 11,796 shares of Common Stock
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

See Row 6 above.

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

See Row 6 above.

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

o

 

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

Approximately 9.3% as of the date of this filing. (Based on 22,826,283 shares of Common Stock issued and outstanding as of September 30, 2002, plus the shares of Common Stock issuable upon the exercise of the Warrants referred to in Row 6 above.)

12   TYPE OF REPORTING PERSON*

 

 

OO; HC

Page 4 of 16



CUSIP No. 500453 20 4 13G Page 5 of 16 Pages



1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

Kenneth Griffin

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

 

 

 

(a)

 

ý
                (b)   o

3   SEC USE ONLY

 

 

 

 

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

U.S. Citizen
U.S.A.

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5   SOLE VOTING POWER
            0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

2,113,442 shares of Common Stock
Warrants to purchase 11,796 shares of Common Stock
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

See Row 6 above.

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

See Row 6 above.

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

o

 

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

Approximately 9.3% as of the date of this filing. (Based on 22,826,283 shares of Common Stock issued and outstanding as of September 30, 2002, plus the shares of Common Stock issuable upon the exercise of the Warrants referred to in Row 6 above.)

12   TYPE OF REPORTING PERSON*

 

 

IN

Page 5 of 16



CUSIP No. 500453 20 4 13G Page 6 of 16 Pages



1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

Wellington Partners Limited Partnership

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

 

 

 

(a)

 

ý
                (b)   o

3   SEC USE ONLY

 

 

 

 

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

Illinois limited partnership
U.S.A.

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5   SOLE VOTING POWER
            0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

2,113,442 shares of Common Stock
Warrants to purchase 11,796 shares of Common Stock
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

See Row 6 above.

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

See Row 6 above.

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

o

 

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

Approximately 9.3% as of the date of this filing. (Based on 22,826,283 shares of Common Stock issued and outstanding as of September 30, 2002, plus the shares of Common Stock issuable upon the exercise of the Warrants referred to in Row 6 above.)

12   TYPE OF REPORTING PERSON*

 

 

PN; HC

Page 6 of 16



CUSIP No. 500453 20 4 13G Page 7 of 16 Pages



1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

Citadel Distressed and Credit Opportunity Fund Ltd.

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

 

 

 

(a)

 

ý
                (b)   o

3   SEC USE ONLY

 

 

 

 

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

Cayman Islands company

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5   SOLE VOTING POWER
            0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

2,113,442 shares of Common Stock
Warrants to purchase 11,796 shares of Common Stock
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

See Row 6 above.

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

See Row 6 above.

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

o

 

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

Approximately 9.3% as of the date of this filing. (Based on 22,826,283 shares of Common Stock issued and outstanding as of September 30, 2002, plus the shares of Common Stock issuable upon the exercise of the Warrants referred to in Row 6 above.)

12   TYPE OF REPORTING PERSON*

 

 

CO; HC

Page 7 of 16



CUSIP No. 500453 20 4 13G Page 8 of 16 Pages



1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

Kensington Global Strategies Fund, Ltd.

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

 

 

 

(a)

 

ý
                (b)   o

3   SEC USE ONLY

 

 

 

 

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

Bermuda company

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5   SOLE VOTING POWER
            0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

2,113,442 shares of Common Stock
Warrants to purchase 11,796 shares of Common Stock
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

See Row 6 above.

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

See Row 6 above.

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

o

 

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

Approximately 9.3% as of the date of this filing. (Based on 22,826,283 shares of Common Stock issued and outstanding as of September 30, 2002, plus the shares of Common Stock issuable upon the exercise of the Warrants referred to in Row 6 above.)

12   TYPE OF REPORTING PERSON*

 

 

CO; HC

Page 8 of 16



CUSIP No. 500453 20 4 13G Page 9 of 16 Pages



1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

Citadel Credit Trading Ltd.

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

 

 

 

(a)

 

ý
                (b)   o

3   SEC USE ONLY

 

 

 

 

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

Cayman Islands company

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5   SOLE VOTING POWER
            0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

2,113,442 shares of Common Stock
Warrants to purchase 11,796 shares of Common Stock
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

See Row 6 above.

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

See Row 6 above.

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

o

 

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

Approximately 9.3% as of the date of this filing. (Based on 22,826,283 shares of Common Stock issued and outstanding as of September 30, 2002, plus the shares of Common Stock issuable upon the exercise of the Warrants referred to in Row 6 above.)

12   TYPE OF REPORTING PERSON*

 

 

CO

Page 9 of 16



CUSIP No. 500453 20 4 13G Page 10 of 16 Pages



1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

 

Citadel Equity Fund Ltd.

2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

 

 

 

 

 

 

 

 

(a)

 

ý
                (b)   o

3   SEC USE ONLY

 

 

 

 

 

 

 

 

 

 

 

4   CITIZENSHIP OR PLACE OF ORGANIZATION

 

 

Bermuda company

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5   SOLE VOTING POWER
            0
       
        6   SHARED VOTING POWER

 

 

 

 

 

 

2,113,442 shares of Common Stock
Warrants to purchase 11,796 shares of Common Stock
       
        7   SOLE DISPOSITIVE POWER

 

 

 

 

 

 

0
       
        8   SHARED DISPOSITIVE POWER

 

 

 

 

 

 

See Row 6 above.

9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 

See Row 6 above.

10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

o

 

 

 

 

 

 

 

 

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

 

Approximately 9.3% as of the date of this filing. (Based on 22,826,283 shares of Common Stock issued and outstanding as of September 30, 2002, plus the shares of Common Stock issuable upon the exercise of the Warrants referred to in Row 6 above.)

12   TYPE OF REPORTING PERSON*

 

 

CO

Page 10 of 16



CUSIP No. 500453 20 4 13G Page 11 of 16 Pages


Item

 

1(a)

 

Name of Issuer:
KOMAG, INCORPORATED

 

 

1(b)

 

Address of Issuer's Principal Executive Offices:

 

 

 

 

1710 Automation Parkway
San Jose, California 95131

Item

 

2(a)

 

Name of Person Filing

Item

 

2(b)

 

Address of Principal Business Office

Item

 

2(c)

 

Citizenship

                  Citadel Limited Partnership
                  225 W. Washington
                  9th Floor
                  Chicago, Illinois 60606
                  Illinois limited partnership

                  GLB Partners, L.P.
                  225 W. Washington
                  9th Floor
                  Chicago, Illinois 60606
                  Delaware limited partnership

                  Citadel Investment Group, L.L.C.
                  225 W. Washington
                  9th Floor
                  Chicago, Illinois 60606
                  Delaware limited liability company

                  Kenneth Griffin
                  225 W. Washington
                  9th Floor
                  Chicago, Illinois 60606
                  U.S. Citizen

                  Wellington Partners Limited Partnership
                  c/o Citadel Investment Group, L.L.C.
                  225 W. Washington
                  9th Floor
                  Chicago, Illinois 60606
                  Illinois limited partnership

Page 11 of 16



CUSIP No. 500453 20 4 13G Page 12 of 16 Pages

                  Citadel Distressed and Credit Opportunity Fund Ltd.
                  c/o Citadel Investment Group, L.L.C.
                  225 W. Washington
                  9th Floor
                  Chicago, Illinois 60606
                  Cayman Islands company

                  Kensington Global Strategies Fund, Ltd.
                  c/o Citadel Investment Group, L.L.C.
                  225 W. Washington
                  9th Floor
                  Chicago, Illinois 60606
                  Bermuda company

                  Citadel Credit Trading Ltd.
                  c/o Citadel Investment Group, L.L.C.
                  225 W. Washington
                  9th Floor
                  Chicago, Illinois 60606
                  Cayman Islands company

                  Citadel Equity Fund
                  c/o Citadel Investment Group, L.L.C.
                  225 W. Washington
                  9th Floor
                  Chicago, Illinois 60606
                  Bermuda company


Item

 

2(d)

 

Title of Class of Securities:

 

 

 

 

Common Stock, par value $0.01 per share

 

 

2(e)

 

CUSIP Number:
500453 20 4

Item 3      If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

(a)   o   Broker or dealer registered under Section 15 of the Exchange Act;

(b)

 

o

 

Bank as defined in Section 3(a)(6) of the Exchange Act;

(c)

 

o

 

Insurance company as defined in Section 3(a)(19) of the Exchange Act;

(d)

 

o

 

Investment company registered under Section 8 of the Investment Company Act;

(e)

 

o

 

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)

 

o

 

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

Page 12 of 16



CUSIP No. 500453 20 4 13G Page 13 of 16 Pages


(g)

 

o

 

A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G);

(h)

 

o

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i)

 

o

 

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

(j)

 

o

 

Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

If this statement is filed pursuant to Rule 13d-1(c), check this box. ý

Item 4      Ownership:

CITADEL LIMITED PARTNERSHIP
GLB PARTNERS, L.P.
CITADEL INVESTMENT GROUP, L.L.C.
KENNETH GRIFFIN
WELLINGTON PARTNERS LIMITED PARTNERSHIP
CITADEL DISTRESSED AND CREDIT OPPORTUNITY FUND LTD.
KENSINGTON GLOBAL STRATEGIES FUND, LTD.
CITADEL CREDIT TRADING LTD.
CITADEL EQUITY FUND LTD.

    (a)
    Amount beneficially owned:

2,113,442 shares of Common Stock

Warrants to purchase 11,796 shares of Common Stock

    (b)
    Percent of Class:

Approximately 9.3% as of the date of this filing. (Based on 22,826,283 shares of Common Stock issued and outstanding as of September 30, 2002, plus the shares of Common Stock issuable upon the exercise of the Warrants referred to in item (a) above.)

    (c)
    Number of shares as to which such person has:

    (i)
    sole power to vote or to direct the vote:

          0

      (ii)
      shared power to vote or to direct the vote:

          See item (a) above.

Page 13 of 16



CUSIP No. 500453 20 4 13G Page 14 of 16 Pages

      (iii)
      sole power to dispose or to direct the disposition of:

          0

      (iv)
      shared power to dispose or to direct the disposition of:

          See item (a) above.

Item 5            Ownership of Five Percent or Less of a Class:

          Not Applicable.

Item 6            Ownership of More than Five Percent on Behalf of Another Person:

          Not Applicable.

Item 7            Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:

          See Item 2 above.

Item 8            Identification and Classification of Members of the Group:

          Not Applicable.

Item 9            Notice of Dissolution of Group:

          Not Applicable.

Item 10            Certification:

        By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 14 of 16




CUSIP No. 500453 20 4 13G Page 15 of 16 Pages

        After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated this 11th day of October, 2002   /s/  KENNETH GRIFFIN      
Kenneth Griffin

CITADEL LIMITED PARTNERSHIP

 

CITADEL INVESTMENT GROUP, L.L.C.

By:

 

GLB Partners, L.P.,
its General Partner

 

By:

 

/s/  
KENNETH GRIFFIN      
Kenneth Griffin, President

By:

 

Citadel Investment Group, L.L.C.,
its General Partner

 

CITADEL DISTRESSED AND CREDIT OPPORTUNITY FUND LTD.

By:

 

/s/  
KENNETH GRIFFIN      
Kenneth Griffin, President

 

By:

 

Citadel Limited Partnership,
its Trading Manager

GLB PARTNERS, L.P.

 

By:

 

GLB Partners, L.P.,
its General Partner

By:

 

Citadel Investment Group, L.L.C.,
its General Partner

 

By:

 

Citadel Investment Group, L.L.C.,
its General Partner

By:

 

/s/  
KENNETH GRIFFIN      
Kenneth Griffin, President

 

By:

 

/s/  
KENNETH GRIFFIN      
Kenneth Griffin, President

WELLINGTON PARTNERS LIMITED PARTNERSHIP

 

CITADEL CREDIT TRADING LTD.

By:

 

Citadel Limited Partnership,
its General Partner

 

By:

 

Citadel Limited Partnership,
its Trading Manager

By:

 

GLB Partners, L.P.,
its General Partner

 

By:

 

GLB Partners, L.P.,
its General Partner

By:

 

Citadel Investment Group, L.L.C.,
its General Partner

 

By:

 

Citadel Investment Group, L.L.C.,
its General Partner

By:

 

/s/  
KENNETH GRIFFIN      
Kenneth Griffin, President

 

By:

 

/s/  
KENNETH GRIFFIN      
Kenneth Griffin, President

Page 15 of 16



CUSIP No. 500453 20 4 13G Page 16 of 16 Pages


KENSINGTON GLOBAL STRATEGIES FUND, LTD.

 

CITADEL EQUITY FUND LTD.

By:

 

Citadel Limited Partnership,
its Trading Manager

 

By:

 

Citadel Limited Partnership,
its Trading Manager

By:

 

GLB Partners, L.P.,
its General Partner

 

By:

 

GLB Partners, L.P.,
its General Partner

By:

 

Citadel Investment Group, L.L.C.,
its General Partner

 

By:

 

Citadel Investment Group, L.L.C.,
its General Partner

By:

 

/s/  
KENNETH GRIFFIN      
Kenneth Griffin, President

 

By:

 

/s/  
KENNETH GRIFFIN      
Kenneth Griffin, President

Page 16 of 16



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